Best Investors
Account
Sign in
Best Investors
Account
Sign in
1824 White Lake Drive, Antioch, IL 60002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-12-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Rond Lake Beach | IL | 07/2007 | Present |
| Securities America Advisors, Inc | Round Lake Beach | IL | 07/2007 | Present |
| William Edward Utes D/B/A Utes Wealth Strategies | Round Lake Beach | IL | 12/2019 | Present |
INSURANCE SALES POSITION: Advisor NATURE: I occassionally ask if my clients or prospects if they have insurance and would like a review. If they do, I go through the process with one of our approved vendors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2011 ADDRESS: 2593 N. Mallard Lane, Round Lake Beach IL 60073, United States DESCRIPTION: As part of my business as an investment advisor, I ask my clients/prospects if they have insurance and would like a review.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-10 |
Reach out to this advisor