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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
440 Lake Street, Antioch, IL 60002 • United States
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Appleton | WI | 07/2005 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 07/18/2005- 173 hours per month/ 140 hours during trading 2- 01/2025- Zion Ev Lutheran Church- Outside/W-2 Employment- Organist- Not Investment Related - Bristol, WI - Start Date 06/01/1992- 5 hours per month/ 0 hours during trading 3- 01/2025- Zion Ev Lutheran Church- Other- Organist- Not Investment Related - Bristol, WI - Start Date 06/01/1992- 5 hours per month/ 0 hours during trading 4- 01/2025- Wilfred A and Constance A Meier Trust- Act in a Fiduciary Capacity- Not Investment Related - Home Based - Start Date 03/15/2024- 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-25 |
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