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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-26 |
| FL | RA | APPROVED | 2003-07-01 |
Branch Locations
396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | Present |
MAKO CORPORTATION; NOT INVESTMENT RELATION; CORAL GABLES, FL; 20% OWNERSHIP; VIDEO GAMES; START DATE 10/2014; 15 HRS PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR SON, INV RELATED, CORAL GABLES, FL, START: 3/25/2022, 0 HRS/MONTH, 0 HRS/ DURING TRADING.; TRUSTEE FOR DAUGHTER, INV RELATED, CORAL GABLES, FL, START: 3/25/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-20 |
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