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Raymond Richard Thomes

Prospera Financial Services, Inc.

Dayton, OH

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-16
  • OH RA
    APPROVED
    Since 2025-05-16

Branch Locations

6450 Poe Avenue Suite 510, Dayton, OH 45414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc Dayton OH 03/2009 Present
Prospera Financial Services, Inc. Dayton OH 05/2025 Present
Previous Registrations
  • 2009-03-24 → 2025-05-16
    Cutter & Company, Inc.
    Dayton, OH
  • 2004-06-21 → 2009-03-24
    Butler, Wick & Co., Inc.
    Dayton, OH
    Dayton, OH
  • 2002-09-18 → 2004-07-15
    Citigroup Global Markets Inc.
    Dayton, OH
Other Businesses

05/22/2013- SJ WOLFE INVESTMENTS, INC. / DBA ONLY / 100% OF TIME / DAYTON, OH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-09
  • S63 Uniform Securities Agent State Law Examination
    1984-07-09
Other Names
  • Raymond R Thomes

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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