Raymond Richard Thomes

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Cutter & Company, Inc
  Dayton, OH
• 05/2025 → Present
  Prospera Financial Services, Inc.
  Dayton, OH

Previous Registrations

• 2009-03-24 → 2025-05-16
  Cutter & Company, Inc.
  Dayton, OH
• 2004-06-21 → 2009-03-24
  Butler, Wick & Co., Inc.
  Dayton, OH
  Dayton, OH
• 2002-09-18 → 2004-07-15
  Citigroup Global Markets Inc.
  Dayton, OH

Other Businesses

05/22/2013- SJ WOLFE INVESTMENTS, INC. / DBA ONLY / 100% OF TIME / DAYTON, OH

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-07-09

Other Names

• Raymond R Thomes