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Leonard Eugene Tanner

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-13
FL RA APPROVED 2017-02-28
IN RA APPROVED 2017-02-28
  • TX RA
    APPROVED_RES
    Since 2020-01-13
  • FL RA
    APPROVED
    Since 2017-02-28
  • IN RA
    APPROVED
    Since 2017-02-28

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 10/2010 02/2017
Stifel Nicolaus & Co St. Louis MO 02/2017 Present
  • 10/2010 → 02/2017
    City Securities Corporation
    Indianapolis, IN
  • 02/2017 → Present
    Stifel Nicolaus & Co
    St. Louis, MO
Previous Registrations
  • 2010-10-08 → 2017-02-28
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2009-11-13 → 2010-10-12
    Pnc Wealth Management Llc
    Carmel, IN
    Indianapolis, IN
  • 2009-10-26 → 2009-11-13
    Natcity Investments, Inc.
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-21
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    2009-10-21
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23
Other Names
  • Gene Tanner
  • Leonard E Tanner

View on SEC IAPD

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