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Thomas Lee Sullivan

Cordis Financial, LLC

Minneapolis, MN

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Current Employers
Cordis Financial, Llc

3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-03
  • MN RA
    APPROVED
    Since 2025-01-03

Branch Locations

3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas L. Sullivan Financial Roseville MN 07/1997 12/2024
Cordis Financial, Llc Minneapolis MN 01/2025 Present
  • 07/1997 → 12/2024
    Thomas L. Sullivan Financial
    Roseville, MN
  • 01/2025 → Present
    Cordis Financial, Llc
    Minneapolis, MN
Previous Registrations
  • 2014-01-29 → 2025-01-28
    Thomas L. Sullivan
    Roseville, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-12-05
  • S63 Uniform Securities Agent State Law Examination
    1980-12-05
Other Names
  • Tom Sullivan

View on SEC IAPD

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