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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| IN | RA | APPROVED | 2009-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Crown Point | IN | 06/2009 | Present |
1.Porter County Airport; 4207 Murvihill Rd, Valparaiso IN 46383; Board Member; 07/01/2006; 2.00 Hour(s) Per Month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-05 |
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