Warren Steinborn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1968 → Present
  Warren Steinborn Associates
  Indianapolis, IN
• 08/1980 → Present
  W.S.A Inc. Iii
  Carmel, IN
• 09/2015 → 09/2023
  Sagepoint Financial, Inc.
  Indianapolis, IN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2015-09-10 → 2023-09-01
  Osaic Services, Inc.
  Indianapolis, IN
  Indianaplis, IN
  Scottsdale, AZ
  Phoenix, AZ
  Indianapolis, IN
  Indianapolis, IN
• 2011-09-19 → 2015-09-10
  National Planning Corporation
  Indianapolis, IN
• 2010-04-06 → 2011-09-23
  J P Turner & Company Capital Management, Llc
  Indianapolis, IN
• 2006-09-01 → 2010-03-30
  Gunnallen Financial, Inc
  Tampa, FL
  Indianapolis, IN
  Wapakoneta, OH

Other Businesses

1.NATIONAL PARTNERS GROUP POSITION: Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1993 ADDRESS: 50 E. 91st St. Suite 314, Indianapolis IN 46240 DESCRIPTION: Fixed insurance sales 2. MAVEN RETIREMENT ADVISORS POSITION: Founder / CEO NATURE: This is a DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/10/2019 ADDRESS: 50 E 91st Street, Sutie 314, Indianapolis IN 46240, United States DESCRIPTION: It is the same as our current DBA, Creative Planning Strategies, we are just replacing it. 3. WSI, INC. DBA WARREN STEINBORN ASSOCIATES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 10/01/1968 ADDRESS: 50 E. 91st St. Suite 314, Indianapolis IN 46240, United States DESCRIPTION: Marketing and sales of fixed insurance products including retirement income planning, long term care planning, disability income planning. 4. WSI, INC. DBA CREATIVE PLANNING STRATEGIES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 10/01/1968 ADDRESS: 50 E. 91st St. Suite 314, Indianapolis IN 46240, United States DESCRIPTION: Marketing and sales of fixed insurance products including retirment income planning, long term care planning and disability income planning. 5. CREATIVE PLANNING STRATEGIES POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1968 ADDRESS: 50 E. 91st St. Suite 314, Indianapolis IN 46240, United States DESCRIPTION: Consulting and prodcut design for carriers

Exams

• S66 Uniform Combined State Law Examination
  2006-08-31