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James Robert Snyder

Morgan Stanley

Annapolis, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Bowie MD 02/2006 Present
Morgan Stanley Smith Barney Bowie MD 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2006 → Present
    Citigroup Global Markets Inc.
    Bowie, MD
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Bowie, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Bowie, MD
    New York, NY
    Bowie, MD
  • 1991-04-24 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bowie, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-02
  • S63 Uniform Securities Agent State Law Examination
    1986-07-02

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
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