Donald Smirniotis

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Oak Brook, IL
• 11/2016 → 01/2020
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL
• 01/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Oak Brook, IL

Previous Registrations

• 2005-11-11 → 2020-01-10
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL
• 1999-10-01 → 2005-11-25
  Citigroup Global Markets Inc.
  Chicago, IL

Other Businesses

SMIRNIOTIS CAPITAL LLC, INV RELATED, OAK BROOK, IL, 100% OWNERSHIP, START 2/2/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE REAL ESTATE INVESTMENTS FOR FINET PRACTICE. SMIRNIOTIS CAPITAL 401K FBO SELF & ASSOCIATE, INV RELATED, HINSDALE, IL, TRUSTEE, START 3/16/2020, LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING, FINET PRACTICE 401K. PC RAMBLERS, LLC, INVT RELATED, ELMHURST, IL, 50% OWNERSHIP, START DATE 8/4/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, INVESTOR. SMIRNIOTIS CAPITAL 401K FBO 2 ASSOCIATEs, INV RELATED, HINSDALE, IL, TRUSTEE, START 7/13/2020, LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING, FINET PRACTICE 401K. SMIRNIOTIS CAPITAL LLC CASH BALANCE PLAN DBP, INV RELATED, HINSDALE, IL, TRUSTEE, START 1/2021; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING, FINET PRACTICE DBP.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-19
• S63 Uniform Securities Agent State Law Examination
  1992-12-02

Other Names

• Donald Augustine Smirniotis