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Union Capital Company CRD 110301
$150M regulatory AUM 378 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6083 E. Grant Rd., Tucson, AZ 85712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-16 |
| NV | RA | APPROVED | 2024-01-04 |
| FL | RA | APPROVED | 2022-09-19 |
| CA | RA | APPROVED | 2018-07-09 |
Branch Locations
6083 E. Grant Rd., Tucson, AZ 85712 • United States
Incline Village, NV • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 06/1967 | 08/2017 |
| Unemployed | Coeur D Alene | ID | 08/2017 | 01/2018 |
| Strategic Consultants Llc | Coeur D Alene | ID | 01/2018 | 06/2018 |
| Union Capital Company | Tucson | AZ | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-30 |
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