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Charles Lynn Simon

Janney Montgomery Scott LLC

New Castle, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-23
TX RA APPROVED_RES 2012-11-19
OH RA APPROVED 2012-08-15
PA RA APPROVED 2006-06-27
  • NC RA
    APPROVED
    Since 2013-07-23
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • OH RA
    APPROVED
    Since 2012-08-15
  • PA RA
    APPROVED
    Since 2006-06-27

Branch Locations

101 Nesbitt Rd. Suite 100, New Castle, PA 16105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Castle PA 06/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-22
  • S63 Uniform Securities Agent State Law Examination
    1997-11-22

View on SEC IAPD

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