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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-14 |
| FL | RA | APPROVED | 2015-07-09 |
Branch Locations
729 South West Federal Highway Suite 300, Stuart, FL 34994 • United States
Jupiter, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-30 |
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