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Peter Edward Shimkus

Shimkus, Peter E

Southboro, MA

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Current Employers
Shimkus, Peter E

Southborough, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1994-04-14
  • MA RA
    APPROVED
    Since 1994-04-14

Branch Locations

8 Lynbrook Road, Southboro, MA 01772 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michel Associates Ltd. Boston MA 05/1991 Present
Peter Shimkus Southboro MA 05/1993 Present
Chauner Securities Northbrook IL 01/2000 Present
  • 05/1991 → Present
    Michel Associates Ltd.
    Boston, MA
  • 05/1993 → Present
    Peter Shimkus
    Southboro, MA
  • 01/2000 → Present
    Chauner Securities
    Northbrook, IL
Other Businesses

SHIMKUS IS THE OWNER OF PETER E. SHIMKUS, RIA WHICH WAS STARTED 1/1/93. THE BUSINESS IS LOCATED AT 8 LYNBROOK ROAD, SOUTHBORO, MA 01772 AND IS A REGISTERED INVESTMENT ADVISORY FIRM. SHIMKUS IS OWNER AND A REGISTERED INVESTMENT ADVISOR. HE SPENDS APPROXIMATELY 120 HOURS A MONTH ON HIS ADVISORY BUSINESS, 80 HOURS A MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-29
S63 Uniform Securities Agent State Law Examination 1982-02-04
  • S65 Uniform Investment Adviser Law Examination
    1996-11-29
  • S63 Uniform Securities Agent State Law Examination
    1982-02-04

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