Erik Ronald Degregorio

Employer firm

Penfacs Financial Services CRD 114039

$23.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → 12/2016
  Penfacs Financial Services
  Southborough, MA
• 04/2007 → Present
  The New Penfacs Inc.
  Southborough, MA
• 05/2007 → Present
  The New Penfacs Insurance Agency
  Southborough, MA
• 03/2026 → Present
  Penfacs Financial Services
  Southborough, MA

Other Businesses

(1) 5/2007 The New PenFacs Insurance Agency; President/Insurance Agent; Insurance Agency; Investment Related; 337 Turnpike Road, Southborough, MA 01772; 64 Hours/Month; 1 Hours During Trading Hours/day; Oversee operations, compliance, and sales of life insurance, long-term care insurance, disability insurance, and annuities. (2) 4/2007 The New PenFacs Inc.; President/Registered Rep; Broker Dealer; Investment Related; 337 Turnpike Road, Southborough, MA 01772; 64 Hours/Month; 5.5 Hours During Trading Hours/day; Oversee operations, compliance, and sales of variable life insurance, variable annuities, 401(k) plans, deferred compensation plans, and executive benefit plans. (3) 3/2026 PenFacs Financial Services; President/Investment Adviser Representative; Investment Advisory Firm; Investment Related; 337 Turnpike Road, Southborough, MA 01772; 32 Hours/Month; 5.5 Hours During Trading Hours/day; Oversee operations, compliance, and client servicing of discretionary managed investment accounts

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-19

Designations

• Chartered Financial Consultant

Other Names

• Erik R Degregorio