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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-31
  • MO RA
    APPROVED
    Since 2022-01-31

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lee's Summit, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Mulvane KS 04/2016 09/2016
Cetera Investment Services Llc St Cloud MN 10/2016 03/2018
Cetera Investment Adviers Llc Pratt KS 10/2016 03/2018
First National Bank In Pratt Pratt KS 10/2016 03/2018
Bancwest Investment Services Wichita KS 03/2018 01/2022
Bank Of The West Wichita KS 03/2018 01/2022
Gwfs Equities, Inc Greenwood Village CO 01/2022 Present
Advised Assets Group, Llc Greenwood Village CO 01/2022 Present
  • 04/2016 → 09/2016
    Unemployed
    Mulvane, KS
  • 10/2016 → 03/2018
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2016 → 03/2018
    Cetera Investment Adviers Llc
    Pratt, KS
  • 10/2016 → 03/2018
    First National Bank In Pratt
    Pratt, KS
  • 03/2018 → 01/2022
    Bancwest Investment Services
    Wichita, KS
  • 03/2018 → 01/2022
    Bank Of The West
    Wichita, KS
  • 01/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 01/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
  • 2018-04-10 → 2022-01-14
    Bancwest Investment Services, Inc.
    Wichita, KS
    Wichita, KS
    Great Bend, KS
    Larned, KS
    Newton, KS
    Wichita, KS
    Wichita, KS
    Lee'S Summit, MO
    Lee'S Summit, MO
    Blue Springs, MO
    Independence, MO
    Wichita, KS
    Wichita, KS
  • 2016-10-24 → 2018-03-28
    Pratt, KS
  • 2015-11-02 → 2016-05-18
    Wichita, KS
  • 2015-05-28 → 2015-08-03
    Wichita, KS
  • 2014-03-14 → 2015-04-22
    Wichita, KS
  • 2011-07-05 → 2014-03-27
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Wichita, KS
  • 2009-01-12 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Wichita, KS
    Wichita, KS
  • 2007-05-02 → 2009-01-06
    Wichita, KS
    St Louis, MO
    Wichita, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    2006-08-17

View on SEC IAPD

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