Karen Jeanne Berkman

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Bewilderknits
  Phoenix, AZ
• 01/2008 → 02/2018
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2018 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Previous Registrations

• 2017-07-24 → 2018-02-15
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Richfield, OH

Other Businesses

BEWILDERKNITS | NOT INVESTMENT-RELATED | 7040 N 15TH ST, PHOENIX, AZ 85020 | RETAIL CLOTHING/ACCESSORIES, DECOR, YARN | GENERAL PARTNER | 09/01/2009 | VARIES | NONE DURING TRADING HOURS | MANUFACTURING, KNITTING & CROCHET PATTERN & PATTERN BOOK WRITING/PUBLISHING, SALES (ONLINE SHOP, CRAFT FAIRS, FARMER'S MARKETS, ART WALKS), TAX FILING & PREP. 2. LYFT | NOT INVESTMENT-RELATED | 4050 E COTTON CENTER BLVD #38, PHOENIX, AZ 85040 | TRAVEL/TRANSPORTATION/TOURISM | DRIVER/INDEPENDENT CONTRACTOR | 06/27/2018 | VARIES | NONE DURING TRADING HOURS | RIDE SHARING

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-24
• S63 Uniform Securities Agent State Law Examination
  2006-08-04

Other Names

• Karen Jeanne Wimmer
• Karen Jeanne Berkman
• Karen J Berkman