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Norman Richard Sarafian

Rbc Capital Markets, LLC

Reno, NV

Reno, NV

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
NV RA APPROVED 2015-02-25
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • NV RA
    APPROVED
    Since 2015-02-25

Branch Locations

5310 Kietzke Lane Suite 201, Reno, NV 89511-2044 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Reno NV 10/2009 Present
City National Bank Reno NV 07/2018 Present
Previous Registrations
  • 1997-07-08 → 2009-11-07
    Crowell, Weedon & Co.
    Pasadena, CA
    Pasadena, CA
Other Businesses

(1) CELL PHONE TOWERS RENTALS; ADDRESS: 25976 RIVER RD. CLOVERDALE, CA; BUSINESS DESCRIPTION: RENTAL INCOME FROM T-MOBILE TOWER; NOT INVESTMENT RELATED; START DATE: 01/10/1991; CAPACITY: LESSOR; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: PASADENA CITY COLLEGE ADDRESS: 1570 E COLORADO BLVD PASADENA CA 91106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: EDUCATIONAL FOUNDATION CAPACITY: Board of Directors * START DATE: 6/21/22 DUTIES: CONTRIBUTING IDEAS TO ADVANCE PASADENA CITY COLLEGE SCHOLARSHIPS. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: armen sarafian biography ADDRESS: 4100 Lone Tree Lane INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: book CAPACITY: Other START DATE: 10.01.22 DUTIES: Provide information for a writer to complete my father's biography PER MONTH: 4; SECURITIES HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 1980-11-18
  • S66 Uniform Combined State Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    1980-11-18

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