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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
| MN | RA | APPROVED | 2013-12-03 |
Branch Locations
117 6Th Street South, Unit 7 Pob 1237, Walker, MN 56484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Boulders | Walker | MN | 05/2004 | Present |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 10/2009 | Present |
1. Walker Rotary; Service Organization; Board Member; monthly meetings, provide input on fundraisers; affiliation started 08/11/2015; 1 hour per month; not during securities trading hours; not investment related. 2. Young Living; 3125 Executive Parkway Lehi UT 84043; Essential Oils; Distributor; 01/02/2015; 1.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 3.Paws and Claws Animal Shelter;P.O. Box 175, Hackensack MN 56452; Animal Shelter;Board Member;02/20/2019;1.00 Hour(s) Per Month; not during securities trading hours; not investment related. 4. Oliveda; 8399 Lake Land Trail NW Walker MN 56484; Skincare; Consultant; 07/24/2024; 2hrs/year; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-31 |
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