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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-01 |
| MN | RA | APPROVED | 2014-01-16 |
Branch Locations
117 6Th Street South, Unit 7 Pob 1237, Walker, MN 56484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Baxter | MN | 10/2009 | Present |
1. Confidence Learning Center; 1620 Mary Fawcett Dr East Gull Lake MN 56401; Learning center for people of all ages with developmental disabilities; Board of Directors; Help advise on the long-term decisions that would be in the best interest of Camp Confidence; 01/16/2018; 4.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related. 2. Sibley Lake Lake Association Lake Improvement District Board; 30367 Pequot Blvd, Pequot Lakes, MN 56472; Lake association that focuses on the health of the lake; Board Member; Vote on issues; 01/03/2022; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-30 |
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