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Arthur Roy Salomon

LPl Financial LLC

Lexington, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-02-28
KY RA APPROVED 2002-03-20
  • TX RA
    APPROVED_RES
    Since 2008-02-28
  • KY RA
    APPROVED
    Since 2002-03-20

Branch Locations

3217 Summit Square Pl Ste 250, Lexington, KY 40509 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lexington KY 03/2002 Present
Other Businesses

1. 03/04/2002 - FINANCIAL PROFILES & MANAGEMENT - INV REL - Non-Variable Insurance DBA - FINANCIAL PROFILES & MANAGEMENT 2. 03/04/2002 - Act in a Fiduciary Capacity - INV REL - ARTHUR R. SALOMON RETIREMENT TRUST TRUSTEE 3. 2/22/2012 - DBA ONLY - SALOMON & CO. - OBA FOR SECURITIES BUISNESS. - TIME SPENT 75%. 4. 3/16/2012 - OTHER-FIXED INSURANCE - SALOMON & COMPANY - OBA TO BE USED FOR FIXED INSURANCE PRODUCTS. - TIME SPENT 50%. 5. 02/17/2015 - STU-ART PROPERTIES - REAL ESTATE RENTAL - CO OWNER OF RENTAL PROPERTY - TIME SPENT 1% PER MONTH - LEXINGTON, KY 6. 10/10/2017 - Genesis, LLC - Investment Related - 3217 Summit Square Place, #250, Lexington, KY 40509 - Real Estate Rental - Started 05/16/2005 - 1 Hour Per Month During Securities Trading. 7. 7/10/2020 - Wing & Prayer, LLC - Investment Related - Lexington, KY 40507 - Other-Vacant Land/Lot - Partner - Started 04/27/2010 - 0 Hours Per Month - LLC which owns vacant lot adjacent to 10% interest in office building. 8. 7/10/2020 - Bonanza Investors - Investment Related - Lexington, KY 40507 - Real Estate Rental - Started 05/15/2008 - 0 Hours Per Month - OWN 4% SHARE IN CONDO PROJECT WHICH INCLUDES APARTMENTS AND OFFICES IN DOWNTOWN LEXINGTON, KY 9. 6/18/2021 - Trude, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 2/22/2019 - 1 Hours Per Month/1 Hours During Securities Trading - Established to house previously approved investment in Viking Partners.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-12-17

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