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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-02-28 |
| KY | RA | APPROVED | 2002-03-20 |
Branch Locations
3217 Summit Square Pl Ste 250, Lexington, KY 40509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 03/2002 | Present |
1. 03/04/2002 - FINANCIAL PROFILES & MANAGEMENT - INV REL - Non-Variable Insurance DBA - FINANCIAL PROFILES & MANAGEMENT 2. 03/04/2002 - Act in a Fiduciary Capacity - INV REL - ARTHUR R. SALOMON RETIREMENT TRUST TRUSTEE 3. 2/22/2012 - DBA ONLY - SALOMON & CO. - OBA FOR SECURITIES BUISNESS. - TIME SPENT 75%. 4. 3/16/2012 - OTHER-FIXED INSURANCE - SALOMON & COMPANY - OBA TO BE USED FOR FIXED INSURANCE PRODUCTS. - TIME SPENT 50%. 5. 02/17/2015 - STU-ART PROPERTIES - REAL ESTATE RENTAL - CO OWNER OF RENTAL PROPERTY - TIME SPENT 1% PER MONTH - LEXINGTON, KY 6. 10/10/2017 - Genesis, LLC - Investment Related - 3217 Summit Square Place, #250, Lexington, KY 40509 - Real Estate Rental - Started 05/16/2005 - 1 Hour Per Month During Securities Trading. 7. 7/10/2020 - Wing & Prayer, LLC - Investment Related - Lexington, KY 40507 - Other-Vacant Land/Lot - Partner - Started 04/27/2010 - 0 Hours Per Month - LLC which owns vacant lot adjacent to 10% interest in office building. 8. 7/10/2020 - Bonanza Investors - Investment Related - Lexington, KY 40507 - Real Estate Rental - Started 05/15/2008 - 0 Hours Per Month - OWN 4% SHARE IN CONDO PROJECT WHICH INCLUDES APARTMENTS AND OFFICES IN DOWNTOWN LEXINGTON, KY 9. 6/18/2021 - Trude, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 2/22/2019 - 1 Hours Per Month/1 Hours During Securities Trading - Established to house previously approved investment in Viking Partners.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-17 |
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