James Christ Ruboyianes

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2002-11-04

TX RA
APPROVED_RES

Since 2002-11-04

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Tucson	AZ	04/1978	Present

04/1978 → Present

Ubs Financial Services Inc.

Tucson, AZ

Other Businesses

TRIPOLI HOLDINGS / 5711 N 11TH WAY PHOENIX ARIZONA 85014 / OTHER / REAL ESTATE / RENTAL / SOLE PROPRIETORSHIP / MANAGE / START DATE 04/10/2012.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-16
S63	Uniform Securities Agent State Law Examination	1981-11-12

S65 Uniform Investment Adviser Law Examination

1994-11-16
S63 Uniform Securities Agent State Law Examination

1981-11-12

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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