Edward Lee Roth

Current Employers

Employment History

• 01/1991 → Present
  Raymond James Financial Services, Inc.
  Pettisville, OH
• 01/1999 → Present
  Finra
  New York, NY
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc.
  Pettisville, OH

Other Businesses

(1)Name of Business: Address: 564 Cardinal Drive, Archbold, OH, 43502, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 01/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This How To Book has been approved by Daniel PetreAdvisor, Supervi sion is listed on Amazon.com and Kindle Amazon (2)Name of Business: Gratitude, Faith and Humor Will Get You Through Your Disappointments Address: 564 Cardinal Drive, Archbold, OH, 43502, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 06/15/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author (3)Name of Business: O'Artic Investments Address: 564 Cardinal DR., Archbold, Ohio 43502, OH, 43502, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/02/1980 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: (4)Name of Business: One Chapter of Third Party Book Address: 564 Cardinal Drive, Archbold, OH, 43502, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 02/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tit le of third party book, "Pay It Forward" Co- author Brian Tracey. (5)Name of Business: Roth, Britsch, Dickman & Associates, Inc Address: 103 Main St, Pettisville, OH, 43553, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/10/1981 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (6)Name of Business: Serve on FINRA Arbitration Panel when needed Address: Northwest Region, One liberty Plaza,165 Broadway, 27th Floor, New York, NY 10006, New York, NY, 10006, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/02/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrator Serve on FINRA Arbitration Panel (7)Name of Business: Wooded Acres Apartments LLC Address: 564 Cardinal Drive, Archbold, OH, 43502, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/12/1982 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This apartment complex is owned by my wife and I. She does the accounting.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-05
• S63 Uniform Securities Agent State Law Examination
  1980-02-29

Other Names

• Edward L Roth