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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-13 |
| OH | RA | APPROVED | 2025-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bryan City Schools | Bryan | OH | 06/2009 | 07/2022 |
| Unemployed | Archbold | OH | 07/2022 | 12/2022 |
| Three Cord, Llc | Archbold | OH | 12/2022 | Present |
| Modern Woodmen Of America | Rock Island | IL | 06/2024 | 03/2025 |
| Mwa Financial Services Inc. | Rock Island | IL | 09/2024 | 03/2025 |
| Raymond James Financial Services, Inc. | Archbold | OH | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Archbold | OH | 05/2025 | Present |
| Farmers And Merchants State Bank | Archbold | OH | 04/2025 | Present |
| Nylife Securities Llc | New York | NY | 05/2023 | 10/2023 |
(1) Name of Business: FM Investments Address: 307 N Defiance St, Archbold, OH, 43502-1162, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/14/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: FM Investments Address: 307 N Defiance St, Archbold, OH, 43502-1162, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/14/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Using the name FM Investments, I act as a financial advisor in the F&M State Bank. (3) Name of Business: Three Cord, LLC Address: 203 E. Lugbill Rd., Archbold, OH, 43502, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 12/16/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a local screen print/embroidery company in which I am an independent sale representative. I work with local teams, club, or groups selling them apparel and/or promotional items and helping them set up their group web store for individuals/families of the group to purchase their items.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
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