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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pettisville | OH | 12/1992 | Present |
| Raymond James Financial Services Advisors, Inc | Pettisville | OH | 01/2009 | Present |
| Roth, Britsch, Dickman, Inc. | Pettisville | OH | 06/2017 | Present |
| Individual Auctioneer | Wauseon | OH | 03/2017 | 06/2026 |
(1)Name of Business: Roth, Britsch, Dickman, Inc. Address: 103 Main St, Pettisville, OH, 43553, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/21/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-04 |
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