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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-17 |
Branch Locations
6116 Brownsville Rd Exit Ste 103, Finleyville, PA 15332 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 08/2006 | 12/2020 |
| Triad Advisors | Norcross | GA | 12/2020 | 07/2023 |
| Lpl Financial | Finleyville | PA | 08/2023 | Present |
1- 08/2023 / Richard R. Rose / TAX PREP / Investment Related / 10 Hrs mnth / 1 Hr during trading / 2 time spnt prcnt / start date 01/01/1971 2- 08/2023 / ROSE FINANCIAL GROUP / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / 100 time spnt prcnt 3- 08/2023 / Richard R. Rose / Tax Prep/Accounting/CPA / Investment Related / 10 hrs mnth / 1 hrs during trading / 2 time spnt prcnt / start date 01/01/1971
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-27 |
| S66 | Uniform Combined State Law Examination | 2001-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-25 |
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