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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-02 |
| TX | RA | APPROVED | 2023-08-01 |
Branch Locations
6116 Brownsville Rd Exit Ste 103, Finleyville, PA 15332 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 08/2006 | 08/2023 |
| Lpl Financial Llc | Finleyville | PA | 08/2023 | Present |
| Rose Financial Group | Finleyville | PA | 08/2023 | Present |
1)07/31/2023 - Rose Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2002 - 160 Hr/Mth 2)07/31/2023 - Rose Financial Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/1995 - 1 Hr/Mth 3)07/31/2023 - Tax Prep - collecting tax documents, preparing returns and gathering tax basis - Inv Rel - At Reported Business Location(s) - Start: 01/1992 - 5 Hr/Mth 4)07/31/2023 - Notary - State of PA - Start: 12/1994 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-12 |
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