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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-02-03 |
Branch Locations
1 Northfield Plz Ste 480, Northfield, IL 60093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Northfield | IL | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Northfield | IL | 03/2020 | Present |
Outside Employment; CHK Group LTD; I am a registered assistant to Chan Kang.; Manage advisory business; 1 Northfield Plaza, , Northfield, IL, 60093; Investment-Related; 02/04/2014; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-19 |
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