Laurence Philip Rogers

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  South Waltham, MA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  South Waltham, MA

Other Businesses

TEMPLE OF ISRAEL OF NATICK, INV RELATED, NATICK, MA, INVESTMENT COMMITTEE MEMBER, START: 07/01/2011, 1 HR/MONTH, 0 HRS DURING TRADING.; SEASHELL LANE ASSOCIATION; NOT INVESTMENT RELATED; E. FALMOUTH, MA; HOMEOWNER'S ASSOCIATION; DOCK COMMITTEE MEMBER; START DATE = 09/27/2013; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INVOLVE ASSISTING THE DOCKMASTER IN REPORTING RULE INFRACTIONS, NOTING REPAIRS NEEDED, & IN MAKING RECOMMENDATIONS TO REMOVE THE DOCK IF THERE IS AN IMPENDING HURRICANE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-09
• S63 Uniform Securities Agent State Law Examination
  1980-11-04

Designations

• Certified Financial Planner