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7 Boyce Avenue, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2004-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. F/K/A Royal Alliance Associates, Inc. | Greenville | SC | 11/1989 | Present |
| Rogers Financial Advisory Group, Llc | Greenville | SC | 02/2004 | Present |
| Rogers Financial Group, Llc | Greenville | SC | 12/1999 | Present |
1. JON ROGERS, INS., NON-INVESTMENT RELATED, 7 BOYCE AVE, GREENVILLE, SC 29601, SOLE PROPR., OWNER, 06/1969, 5 HRS/MO - 1 HR DURING TRADING, SELL LIFE INSURANCE AND LONG TERM CARE INSURANCE. 2. ROGERS FIN. ADVISORY GROUP, INV. RELATED, 7 BOYCE AVE., GREENVILLA, SC 29601, LLC REG. PRINCIPAL, 01/01/2005, 20 HRS/MO - DURING TRADING HRS., FACT FINDING, RISK TOLERANCE, ASSET MGT REBALANCE PORTF. 3. ROGERS FINANCIAL GROUP, LLC; NOT INVESTMENT RELATED; OWNER; 7 BOYCE AVE GREENVILLE, SC 29601; 02/16/1999; APPROX HRS MTH 5; SEC HRS 5; NON INVESTMENT RELATED DBA ACTIVITIES INCLUDE TEACHING, CONSULTING AND VOLUNTEER WORK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-03-13 |
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