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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-27 |
| KY | RA | APPROVED | 2017-11-29 |
| OH | RA | APPROVED | 2017-11-29 |
Branch Locations
7577 Central Parke Blvd Ste 326, Mason, OH 45040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Cincinnati | OH | 04/2012 | 11/2017 |
| Lpl Financial Llc | Mason | OH | 11/2017 | Present |
1. 11/29/2017 - STRATEGIC ADVISORS NETWORK - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/20/2015 - 10 Hours Per Month During Securities Trading. 2. 11/29/2017 - ROGERS WEALTH MANAGEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/15/2011 - 0 Hours Per Month. 3. 11/29/2017 - BRIAN ROGERS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started APRIL 2015 - FIXED INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-19 |
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