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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-13
  • CA RA
    APPROVED
    Since 2023-10-13

Branch Locations

1706 Plum Lane Suite #109, Redlands, CA 92374 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Anaheim CA 06/2013 06/2020
Crown Capital Securities, Lp Orange CA 06/2020 10/2023
James Riner & Associates Redlands CA 06/1975 Present
Centaurus Financial, Inc. Anaheim CA 08/2023 Present
Previous Registrations
  • 2020-06-12 → 2023-10-19
    Crown Capital Securities, L.P.
    Orange, CA
    Redlands, CA
    Redlands, CA
  • 2013-06-18 → 2020-06-10
    Anaheim, CA
    Redlands, CA
  • 2000-01-31 → 2013-07-02
    Crown Capital Securities, L.P.
    Redlands, CA
Other Businesses

OWNER, JAMES RINER & ASSOCIATES, 1706 PLUM LANE, SUITE #109, REDLANDS, CA 92374. NON INVESTMENT RELATED. DBA FOR BRANDING PURPOSES ONLY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-12
  • S63 Uniform Securities Agent State Law Examination
    1984-07-12
Other Names
  • Jim Riner

View on SEC IAPD

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