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James Kemp Richardson

J K R & Company, Inc.

Laguna Beach, CA

CRD 375759

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Employer firm

J K R & Company, Inc. CRD 8040

$136M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
J K R & Company, Inc.

7145 Woodley Avenue, Van Nuys, CA 91406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

1540 S. Coast Hwy. #202, Laguna Beach, CA 92651 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J K R & Company, Inc. Laguna Beach CA 11/1979 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-24
  • S63 Uniform Securities Agent State Law Examination
    1988-02-24

View on SEC IAPD

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