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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-06-25 |
Branch Locations
1710 W Colonial Drive, Orlando, FL 32804 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-06-05 |
Branch Locations
21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States
1710 W. Colonial Drive, Orlando, FL 32804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Maitland | FL | 06/1998 | Present |
| Capital Analysts Incorporated | Radnor | PA | 05/2006 | Present |
| Lincoln Investment | Orlando | FL | 06/2012 | Present |
Family Business Resource Center Position: Family Business Succession Planner; Chairman Nature: Family Business Succession Planning Investment Related: No Hours: 80 Securities Trading Hours: 80 Start Date: 1/1/1980 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: Family Business Life Settlement Position: Insurance Agent / Advisor Nature: Life Settlement Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 2/5/2015 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: Meet with client, describe/disclose all details in the process INSURANCE AGENT POSITION: Insurance Agent appointed with various companies NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 25 SECURITIES TRADING HOURS: 12 START DATE: 04/22/2013 ADDRESS: 1710 W. Colonial Drive, Orlando FL 32804, United States DESC: Insurance agent The Rawls Company Position: Chairman and Business Succession Planner Nature: Business Succession Planning Investment Related: Yes Hours: 80 Securities Trading Hours: 80 Start Date: 4/22/2013 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: Business Succession Planning International Succession Planning Association Position: Member of BOD Nature: Educational association Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 4/22/2013 Address: 1710 West Colonial , Orlando, FL 32804 Description: Member of BOD The Rawls Group Position: Business Succession Planner Nature: dba Investment Related: No Hours: 160 Securities Trading Hours: 80 Start Date: 4/22/2013 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: Chairman of the Board and Business Succession Planner for The Rawls Company, dba The Rawls Group and The Family Business Resource Center, dba The Rawls Group TRG Properties I Position: Owner Nature: Real Estate Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 1/1/2015 Address: 1700 W. Colonial Drive Orlando, FL 32804 Description: Owner CARIBOU IN CULLOWHEE, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1710 W. Colonial Drive, Orlando FL 32804, United States DESCRIPTION: no duties TRG Properties II Position: Partner Nature: Real Estate Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 1/1/2023 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: No duties Tap Dyol, LLC Position: Member Nature: Owns copyright and patent Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 11/1/2023 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: No duties Tap Dyol II, LLC Position: Member Nature: Owns equipment Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 12/1/2023 Address: 1710 W. Colonial Drive , Orlando, FL 32804 Description: No duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-06 |
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