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Rafael Dario Quiros

Hfm Wealth Management

Hartford, CT

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Current Employers
Hfm Wealth Management

65 Lasalle Road Ste 307, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1989-03-27
  • CT RA
    APPROVED
    Since 1989-03-27

Branch Locations

1 Constitution Plaza, Fl 9, Hartford, CT 06103-1816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Financial Mgmt Inc. /Hartford Financial Group, Inc. Hartford CT 10/1988 Present
  • 10/1988 → Present
    Hartford Financial Mgmt Inc. /Hartford Financial Group, Inc.
    Hartford, CT
Other Businesses

MR. QUIROS IS OWNER OF HARTFORD FINANCIAL MANAGEMENT, INC. WHICH IS A REGISTERED INVESTMENT ADVISER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-01-14

View on SEC IAPD

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STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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