Best Investors Account Sign in
Inactive

Rafael Dario Quiros

Hfm Wealth Management

Hartford, CT

CRD 369607

Claim This Profile
Employer firm

Hfm Wealth Management CRD 105039

$700M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Hfm Wealth Management

65 Lasalle Road Ste 307, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1989-03-27
  • CT RA
    APPROVED
    Since 1989-03-27

Branch Locations

1 Constitution Plaza, Fl 9, Hartford, CT 06103-1816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Financial Mgmt Inc. /Hartford Financial Group, Inc. Hartford CT 10/1988 Present
  • 10/1988 → Present
    Hartford Financial Mgmt Inc. /Hartford Financial Group, Inc.
    Hartford, CT
Other Businesses

MR. QUIROS IS OWNER OF HARTFORD FINANCIAL MANAGEMENT, INC. WHICH IS A REGISTERED INVESTMENT ADVISER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-01-14

View on SEC IAPD

Nearby Firms

NEBRODI PARTNERS, LLC
MORGAN STANLEY
ERNST & YOUNG INVESTMENT ADVISERS LLP

Nearby Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE

Nearby Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT

More in Hartford, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor