Richard Louis Preis

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Baton Rouge, LA

Previous Registrations

• 2005-01-10 → 2013-02-13
  Morgan Keegan & Company, Llc
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

(1)Name of Business: HOWELL PROPERTY, LLC Address: 4911 Claycut Road, Baton Rouge, LA, 70806, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 01/03/1994 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: REAL ESTATE LIMITED LIABILITY WHERE MY ONLY SIBLING (BROTHER) AND I INHERITED PROPERTY FROM OUR PARENTS. BOTH HE, LEHMAN K. PREIS, JR., AND I SHARE EQUAL RESPONSIBILITY. THERE IS NO STOCK TRADING IN THE MK ACCOUNT. (2)Name of Business: MAXCO, LLC Address: 4911 Claycut Road, Baton Rouge, LA, 70806, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 08/01/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of property / sole owner (3)Name of Business: Old Town Development LLC Address: 4911 CLAYCUT RD, Baton Rouge, LA, 70806, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: No Start Date: 10/06/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2016-08-25
• S63 Uniform Securities Agent State Law Examination
  1993-07-16