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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1105 A Corporate Drive, Greenville, NC 27858 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Glen Raven Global, LLC. 1831 North Park Avenue Glen Raven, NC 27217-1100, Chairman of the Board, hair and attend meetings, advise re business policies, shareholder communication, engage in corporate governance activities, 05/20/1972, 15HRS/MO.2. MOROIL Corp. 6867 Belt Rd. Concord, NC 28027, Member, Board of Directors, Provide advice and counsel, 08/15/1974, 2HRS/MO.3. 3105 C-D, LLC 511 Bremerton Dr. Greenville, NC 27858, Managing Member, Administration, 01/01/2001, 2HRS/MO.4. Glen Raven Mills Family LLC 1831 North Park Avenue Glen Raven, NC 27217-1100, Chairman of the Board, Chair meetings, 5/17/1972, 1HR/MO.5. Glen Raven, Inc. 1831 North Park Avenue Glen Raven, NC 27217-1100, Member, Board of Directors Member, Audit Committee, Attend meetings, provide advice, answer questions, 5/17/1972, 15HRS/MO.6. Robert J. Powell, Jr. Testamentary Trust c/o Robert J. Powell, III 511 Bremerton Dr. Greenville, NC 27858, Trustee, Safeguard the assets of the trust. Invest the assets of the trust. Collect income and pay income out to beneficiaries, 09/10/2010, 2HRS/MO.7. Roger G. Powell Irrevocable Trust 2234 South Live Oak Pkwy Wilmington, NC 28403, Trustee, 05/10/1989, 0 HRS/MO.8. NSGC Property, LLC 3517 Lubbock Drive Raleigh, NC 27612, Member, 04.20.2024. 2HRS/MO9. DBA: Sound Partners
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-16 |
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