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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
LA ESPERANZA RANCH COMPANY; INV RELATED; LAREDO, TX; 100% OWNERSHIP; START 1/1/1970, 0 HRS PER MONTH, RANCHLAND LEASED. OLD AUSTIN NEIGHBORHOOD ASSOCIATION; NOT INVESTMENT RELATED; AUSTIN, TX; BOARD MEMBER; START 1/28/2014; 1 HR PER MONTH; 0 DURING TRADING; DUTIES: PRESERVE NEIGHBORHOOD INTEGRITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-04-24 |
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