John William Pinter

Current Employers

Jps Financial, Llc

2001 Crocker Road Suite 530, Westlake, OH 44145 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-01-07

OH RA
APPROVED

Since 2014-01-07

Branch Locations

2001 Crocker Road Suite 530, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jps Financial Llc	Westlake	OH	07/2003	Present

07/2003 → Present

Jps Financial Llc

Westlake, OH

Previous Registrations

2003-01-30 → 2014-01-08

Principal Securities, Inc.

Westlake, OH

Dublin, OH

Westlake, OH

Other Businesses

1.MASSMUTAL AND PRINCIPAL LIFE, OH, 2008-PRESENT, INSURANCE BROKER, SALE OF FIXED TERM LIFE, WHOLE LIFE, DISABILITY, FIXED ANNUITIES, NOT INVESTMENT RELATED. 2.UNUM, OH, 2008-PRESENT. SELLING & SERVICING OF SHORT TERM AND LONG TERM CARE DISABILITY. 2 HRS/MO. NON INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-12
S63	Uniform Securities Agent State Law Examination	1992-05-15

S65 Uniform Investment Adviser Law Examination

1998-06-12
S63 Uniform Securities Agent State Law Examination

1992-05-15

Designations

View on SEC IAPD

Current Employers

Jps Financial, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews