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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-06-21
CA RA APPROVED 2006-03-02
  • AZ RA
    APPROVED
    Since 2010-06-21
  • CA RA
    APPROVED
    Since 2006-03-02

Branch Locations

1760 E River Rd Ste 247, Tucson, AZ 85718-5877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 11/1977 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1979 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/1977 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 03/1979 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) MOLINO PIERSON DE TERRNATE, LLC, 2361 N LAKE STAR DRIVE, TUCSON, , ARIZONA, 85749, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/19/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUY GRAIN AND MILL IT INTO FLOUR OR OTHER BY-PRODUCTS WORKING WITH "SMALL PLANET BAKERY TO MAKE AND SELL PRODUCTS MADE FROM FLOUR THAT I SELL 3) PRECINCT COMMITTEEMAN FOR LD 17 PRECINCT 126, FIDUCIARY CAPACITY, START DATE: 7/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VOLUNTEER TO GET SIGNATURES FOR CANDIDATES, PASS OUT LITERATURE TO VOTERS, PUT OUT CAMPAIGN SIGNS FOR CANDIDATES; NOT INVESTMENT-RELATED. 4) VOLUNTEER, TUCSON CHAPTER OF HOME TOWN HEROES PART OF THE OUR AMERICA FOUNDATION, 363 SUNBURST PL, TUCSON, , ARIZONA, 85704, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/23/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VOLUNTEER IN THE TUCSON CHAPTER OF HOME TOWN HEROES OF OUR AMERICA FOUNDATION NETWORK AND UNITE TO HELP COMMUNITIES AROUND A SENSE OF PRICE IN AMERICA AND WHAT MAKES AMERICA FLOURISH. POSSIBILITY OF SERVING AS CHAPTER PRESIDENT OF TUCSON CHAPTER OF HOME TOWN HEROES. NON-INVESTMENT RELATED. 5. FOUNDER AND ORGANIZER, TUS VECINOS EN EL BARRIO, 2361 N LAKE STAR DRIVE, TUCSON, , ARIZONA, 85749, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/2/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ORGANIZE MEETING, INVITE PEOPLE TO OUR BREAKFAST OR LUNCH MEETING TO HEAR AND DISCUSS TOPICS OF INTEREST TO THE COMMUNITY AND WAYS TO IMPROVE THE COMMUNITY. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-27
S63 Uniform Securities Agent State Law Examination 1991-03-15
  • S66 Uniform Combined State Law Examination
    2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    1991-03-15
Other Names
  • Nick Pierson
  • J Nicholas Pierson

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