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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2003-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Wichita | KS | 04/1972 | Present |
| Nylife Securities Inc. | Wichita | KS | 07/1973 | Present |
| Eagle Strategies Corp | Wichita | KS | 01/2003 | Present |
| Paulseen Financial Group | Iwchita | KS | 08/1994 | Present |
[KANSAS HEART HOSPITAL; MINORITY OWNER; NON INVESTMENT RELATED; START DATE 08/2003] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA PAULSEEN FINANCIAL GROUP; INVESTMENT RELATED; START DATE 8/1994] [NYLARC; LLC MEMBER AND BOARD MEMBER; 2999 NORTH 44TH STREET SUITE 250, PHOENIX, AZ 85018; INVESTMENT RELATED; A LIFE INSURANCE REINSURANCE COMPANY FOR NEW YORK LIFE; START DATE 11/2010] [BULLS & BEARS; INVESTMENT/SOCIAL CLUB; PASSIVE MEMBER; INVESTMENT RELATED; NO TIME SPENT ON ACTIVITY; START DATE 10/2011] [Webb Properties LLC; This business owns the building that is Paulseen Financial Group; 3411 N. Webb Rd Wichita KS 67226; Start Date 07/2015; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; managing member]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-05 |
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