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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| KS | RA | APPROVED | 2019-12-05 |
Branch Locations
8340 Mission Rd Ste 205, Prairie Village, KS 66206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer | Leawood | KS | 11/2012 | 12/2019 |
| Lpl Financial Llc | Prairie Village | KS | 12/2019 | Present |
1. 09/14/2022 - Haddad Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/10/2019 - 1 Hours Per Month/0 Hours During Securities Trading 2. 03/03/2026 - Flanagan Wealth & Trust - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 80 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-01 |
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