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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-02 |
Branch Locations
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Morristown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seraphim Capital Management | Morristown | NJ | 11/2015 | 01/2026 |
| Lpl Financial Llc | Morristown | NJ | 01/2023 | 02/2023 |
| Fortis Capital Advisors, Llc | Prairie Village | KS | 01/2026 | Present |
1) Fairleigh Dickinson University, 1000 River Road, Teaneck, NJ 07666, not investment related, college professor, start 2019, 40 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-16 |
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