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Employer firm

Parsons Capital Management Inc CRD 106295

$2.38B regulatory AUM 34 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-24
FL RA APPROVED 2012-05-09
RI RA APPROVED 1994-01-01
  • NY RA
    APPROVED
    Since 2022-03-24
  • FL RA
    APPROVED
    Since 2012-05-09
  • RI RA
    APPROVED
    Since 1994-01-01

Branch Locations

11450 Se Dixie Highway Suite 205, Hobe Sound, FL 33455 • United States

40 Westminster Street Suite 400, Providence, RI 02903 • United States

Fishers Island, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parsons Capital Management, Inc. Providence RI 12/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-04-20
  • S63 Uniform Securities Agent State Law Examination
    1982-04-20
Other Names
  • Bob Parsons

View on SEC IAPD

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