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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-08
  • FL RA
    APPROVED
    Since 2025-01-08

Branch Locations

8896 Se Bridge Rd, Hobe Sound, FL 33455 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hobe Sound FL 05/2004 Present
Worth Avenue Group Palm Beach FL 03/2005 Present
Raymond James Financial Advisors, Inc Hobe Sound FL 09/2009 Present
  • 05/2004 → Present
    Raymond James Financial Services
    Hobe Sound, FL
  • 03/2005 → Present
    Worth Avenue Group
    Palm Beach, FL
  • 09/2009 → Present
    Raymond James Financial Advisors, Inc
    Hobe Sound, FL
Previous Registrations
  • 2001-03-14 → 2004-05-10
    Morgan Stanley Dw Inc.
    Wst. Plm Bch, FL
Other Businesses

(1) Name of Business: G.P. Brown & Company Address: 10780 SE Jupiter Narrows Dr., Hobe Sound, FL, 33455, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/31/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounting of Income and expenses from self - employment as an independent financial advisor of Raymond James Financial Services, Inc.Support services for daily operations as aboveNot offered to the public (2) Name of Business: Worth Avenue Group of Palm Beach, Inc. Address: 5320 Donald Ross Rd Ste 110, Palm Beach Gardens, FL, 33418, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/26/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Accounting for daily business operations of the company which is the management of an independent branch of Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2001-03-26
Other Names
  • Guia E.P. Brown
  • Guia Estrella Brown

View on SEC IAPD

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