James Vincent Osullivan

Current Employers

Employment History

• 11/2007 → Present
  Commonwealth Financial Network
  Waltham, MA
• 11/2007 → Present
  James V O'SUllivan
  Warwick, RI

Previous Registrations

• 2000-06-16 → 2007-11-06
  1717 Capital Management Company
  Warwick, RI
  Warwick, RI

Other Businesses

1. Fixed insurance sales; as of 1972, approximately 10% time spent during securities trading hours; Conducted at branch, Investment related. 2. Co-Owner, Toll Gate Capital Advisors, LLC a private entity established to facilitate securities, advisory, and insurance business; as of 10/18/2018; Approximately 100% time spent during securities trading hours per month; Conducted at branch; Investment related. 3. Co-Owner, Ramz Associates LLC; Real estate holding company; as of 1991, approximately 0% time spent during securities hours; Conducted at branch, investment related. 4. Co-owner, Strawberry Hill, LLC; an entity created for the purpose of managing commercial real estate at 5853 Post Rd, Unit 102, East Greenwich, RI 02818, as of 12/22/2021; 0% time spent during business hours; Not conducted at branch; Investment related. 5. Co-owner of rental property located in Charlestown, RI, as of 7/01/2025; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-11
• S63 Uniform Securities Agent State Law Examination
  1986-12-16

Designations

Other Names

• James Vincent Osullivan