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5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-01-11 |
| TN | RA | APPROVED | 2004-01-07 |
Branch Locations
5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thoroughbred Financial Services, Llc | Brentwood | TN | 04/2000 | Present |
THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2004- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE Rental Real Estate, Nashville, TN 37211, non-investment related, since 2010, estimated 5 hours a month, none of which occur during trading hours, manage rental house. Farm Owner, Dickson, TN, non-investment related, since 2016, estimated 5-10 hours per month, none of which occur during trading houes, manage farm for hay production and hunting. usage.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-17 |
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