John Cummings Oliver

Current Employers

Employment History

• 06/1998 → 01/2025
  Lincoln Financial Advisors Corporation
  Westlake Village, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Redlands, CA

Previous Registrations

• 1997-12-19 → 2025-01-24
  Osaic Fa, Inc.
  Redlands, CA
  Redlands, CA

Other Businesses

1) 2743 LLC POSITION: Owner NATURE: My mother died in late 2011 and her trust gave me and my sister the small commercial real estate property where my office is located. . My sister each own 50% and of 2743 LLC and I am the managing member. The property is taken care of by a management company who takes care of all building aspects and then will send us a net check for rental proceeds. We have no active involvement in the management and running of the properties nor is there any visible evidence of the LLC. The property management company has handled all aspects of the building operations since 2001. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2012 ADDRESS: 233 Cajon Street, Suite 7, Redlands CA 92373, United States DESCRIPTION: Although I am the managing member of the LLC owned by my sister and I, she and I will be passive investors. My only decision regarding these buildings is to continue with the services of the paid, professional management company that has handled these buildings since my parents bought them in 1992. They handle tenant contacts and are total decision makers regarding this building. I will not have any active involvement with management, writing leases, dealing with tenants, et 2) THE OLIVER FAMILY TRUST DATED 5-30-13, JOHN AND KAREN OLIVER, TRUSTEES POSITION: Trustee NATURE: Created new revocable living trust for our personal estate planning needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2013 ADDRESS: 1801 Rossmont Drive, Redlands CA 92373, United States DESCRIPTION: Personal investments for my wife and myself 3) JOHN C. OLIVER, JR. INSURANCE BROKER POSITION: Sole Proprietor NATURE: I have had a long standing approval for these activities, including the resubmission in 2009. This is for the sale of individual life, disability, and annuity policies, primarily through CRUMP/Lincoln Associates. I also service many longstanding group life, disability and health cases for which I receive commissions. These cases are directly with group carriers such as UNUM, Blue Cross, Standard of Oregon. None are securities related cases. As of January 2020 I no longer solicited or sold group health cases nor individual health insurance. I keep this OBA active because I receive trail commissions for existing group cases I sold 10 to 20 years ago. I am concentrating my time exclusively on my life insurance and money management business. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1972 ADDRESS: 233 Cajon Street, Suite 7, Redlands CA 92373, United States

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-01-31