William Mauney Ogburn

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2004-02-13

SC RA
APPROVED

Since 2004-02-13

Branch Locations

2711 Middleburg Dr Suite 105, Columbia, SC 29204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

INSURANCE BROKERAGE BUSINESS; DBA: Falcon Financial Group, LLC; QAULIFIED PLANS SOUTHEAST (COMMITTEE); Carolina Financial Advisors, LLC - Partner; CITADEL ALUMNI ASSOCIATION (Board Member)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-04
S63	Uniform Securities Agent State Law Examination	1983-09-15

S65 Uniform Investment Adviser Law Examination

1999-10-04
S63 Uniform Securities Agent State Law Examination

1983-09-15

Other Names

Bill Mauney Ogburn
Bill Ogburn

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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