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1500 Westlake Ave North #200, Seattle, WA 98109-3031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2013-05-14 |
Branch Locations
1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031 • UNITED STATES
1500 Westlake Ave N # 200, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Martin Nelson & Co., Inc. | Seattle | WA | 10/1972 | Present |
1) MON LLC COMMERCIAL BUILDINGS AND MARINA MANAGING PARTNER NOV 1, 2002 40 HOURS "0" HOURS DURING TRADING HOURS (2) MARTIN O. NELSON 1985 TRUST TRUST INVESTING IN STOCKS, BONDS, AND REAL ESTATE FOR THE BENEFIT OF MY CHILDREN TRUSTEE 10-1-85 5 HOURS "0" HOURS DURING TRADING HOURS (3) MARTIN NELSON & CO EMPLOYEES PROFIT SHARING TRUST TRUST INVESTING IN STOCKS AND BONDS FOR THE BENEFIT OF EMPLOYEES TRUSTEE 1-1-85 5 HOURS "0" HOURS DURING TRADING HOURS (4) ESTATE OF JANET BROUDY - I WAS NAMED AS THE EXECUTOR OF THE ESTATE OF JANET BROUDY AND THE TRUSTEE OF THE WOLGANG KLEMPERER TRUST BEGINNING AUGUST 2023. JANET WAS A CLIENT THAT NAMED ME AS THE EXECUTOR. APPROX 5-10H PER MONTH, SOME DURING SECURITIES TRADING HOURS. (5) I AM THE TRUSTEE TO THE CAROLYN GRAY TRUST. CAROLYN IS A FRIEND. APPROX 5-10H PER MONTH, SOME DURING SECURITIES TRADING HOURS. (6) I AM THE TRUSTEE TO THE GERIANE STRONG TRUST. GERAINE WAS A LONG TIME CLIENT AND FRIEND. APPROX 5-10H PER MONTH, SOME DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-15 |
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